RoseRock Wealth Management is focused on helping our clients create wiser wealth and live more fulfilling lives. Through education and by taking a disciplined approach, we seek to avoid behavioral mistakes that often derail investors that make emotion-driven decisions based upon fear and greed.
At RoseRock Wealth Management, our decision-making process is driven by a carefully constructed, long-term investment plan. The plan is created through a collaborative process with our clients that seeks to align their goals, tolerance for risk, and a desired rate of return.
We believe that investment management can only be done properly when done within the context of a comprehensive financial plan. Understanding a client’s tax circumstances, estate plan, and risk management plan is essential to properly construct a portfolio and manage the assets.
Our Investment Approach
RoseRock Wealth Management utilizes an “evidence-based approach” when choosing investments and building portfolios. Attempting to pick stocks, time the market, and choose mutual funds based upon past performance has been proven to fail over the long-term. Instead, we have chosen to employ an approach that takes decades of rigorous capital markets research and applies it to a practical investment process. Evidence demonstrates that certain areas of the capital markets may provide opportunities for outperformance. Additionally, there are premiums in markets that have existed for centuries which may be harvested through careful execution and with proper expertise. Our portfolios are built around these objective and proven tenets.
Our Investment Approach
RoseRock Wealth Management utilizes an “evidence-based approach” when choosing investments and building portfolios. Attempting to pick stocks, time the market, and choose mutual funds based upon past performance has been proven to fail over the long-term. Instead, we have chosen to employ an approach that takes decades of rigorous capital markets research and applies it to a practical investment process. Evidence demonstrates that certain areas of the capital markets may provide opportunities for outperformance. Additionally, there are premiums in markets that have existed for centuries which may be harvested through careful execution and with proper expertise. Our portfolios are built around these objective and proven tenets.
Achievements & Awards
CERTIFIED FINANCIAL PLANNER™
Served in the industry since 1998
Specializes in qualified retirement plans and comprehensive financial planning
Quoted in The Wall Street Journal, Journal of Financial Planning and MONEY® Magazine, among others
*Honored in D Magazine's list of the ``Best Financial Planners in Dallas`` in every survey since 2002
Served on the Board of Directors of the DFW Financial Planning Association
Presented with the Chairman’s Award by DFW Financial Planning Association
Presented with the Honors Award by DFW Financial Planning Association
Our process and portfolios
are sophisticated, but not unnecessarily complicated.
We place great importance on tax efficiency and minimizing expenses. Throughout our investment and financial planning process, there is a single theme that drives everything that we do: always putting the clients’ interests first. As fiduciaries, we are required by law to be held to this high standard.
Our process and portfolios
are sophisticated, but not unnecessarily complicated.
We place great importance on tax efficiency and minimizing expenses. Throughout our investment and financial planning process, there is a single theme that drives everything that we do: always putting the clients’ interests first. As fiduciaries, we are required by law to be held to this high standard.
Compensation Summary
As an independent, fee-only Investment Advisor, we work only for our clients and are compensated only by our clients. We do not have competing corporate agendas or products to sell. We are not paid commissions from products that are sold or based upon how often we trade. We are compensated transparently and solely by our clients, which properly aligns our interests with those of our clients.
Schedule of Fees:
1.10% of value on first $1.5 million of managed assets
.85% of value on next $1.5 million of managed assets, up to $3 million
.55% of value on next $7 million of managed assets, up to $10 million
.30% of value on managed assets over $10 million
We may impose a minimum annual fee of $10,000, negotiable at our discretion.
